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Accredited Investor

An individual or entity meeting SEC financial thresholds, permitted to invest in unregistered securities offerings.

What is an Accredited Investor?

An accredited investor is a person or entity that meets specific financial criteria set by the SEC, qualifying them to participate in private securities offerings not registered with regulators. Most tokenized RWA products are only available to accredited investors.

Individual Qualification

Income Test

  • Individual: $200,000+ annual income for past 2 years (expected to continue)
  • Joint with spouse: $300,000+ annual income

Net Worth Test

  • $1,000,000+ net worth
  • Excludes primary residence value
  • Includes all assets minus liabilities

Professional Qualifications

  • Licensed Series 7, 65, or 82 holders
  • Directors, executives, or general partners of issuer
  • Knowledgeable employees of private funds

Entity Qualification

  • Bank, insurance company, registered investment company
  • Business with $5M+ in assets
  • Trust with $5M+ assets and sophisticated grantor
  • Entity owned entirely by accredited investors
  • Family office with $5M+ assets under management

Why Accreditation Matters for RWA

Most tokenized securities are offered under Reg D, which limits participation to accredited investors or requires their majority participation. This includes:

  • Tokenized treasury products (OUSG, etc.)
  • Private credit tokens
  • Tokenized real estate
  • Security token offerings

Verification Process

  • Self-certification (less common now)
  • Third-party verification services
  • CPA or attorney letters
  • Brokerage/bank statements review

Global Equivalents

Other jurisdictions have similar concepts:

  • Qualified Investor (EU)
  • Professional Investor (UK)
  • Sophisticated Investor (Singapore)

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